SECURITIES AND EXCHANGE COMMISSION
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Item 5.07 Submission of Matters to a Vote of Security Holders.
(a) At the annual meeting of shareholders of Sterling Bancorp, Inc. (the “Company”) held on May 27, 2021, the shareholders (i) elected three director nominees to the Company’s board of directors, each to serve a three-year term expiring at the 2024 annual meeting of shareholders, (ii) approved the advisory, non-binding resolution approving the compensation for the Company’s named executive officers for 2020, (iii) recommended holding the advisory, non-binding vote to approve the compensation of the Company’s named executive officers every year and (iv) ratified the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021.
The proposals are described in detail in the Company’s definitive proxy statement filed on April 13, 2021 with the Securities and Exchange Commission.
(b) The results of the voting are shown below.
Proposal 1—Election of Directors
Proposal 2—Advisory, Non-Binding Vote to Approve the Compensation of Named Executive Officers for 2020
Proposal 3—Advisory, Non-Binding Vote Recommending the Frequency of the Advisory, Non-Binding Vote on the Compensation of Named Executive Officers
|EVERY YEAR||TWO YEARS||THREE YEARS||ABSTAIN||BROKER|
Proposal 4—Ratification of Independent Registered Public Accounting Firm for 2021(1)
|VOTES FOR||VOTES AGAINST||ABSTAIN|
(1) No broker non-votes were received for Proposal 4.
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|Sterling Bancorp, Inc.|
|By:||/s/ Stephen Huber|
|Chief Financial Officer|
Date: May 28, 2021